Support


Back Office
We have a highly educated back office support staff who are dedicated to providing our financial institutions and representatives the outstanding service they deserve. You know who you’re talking to when you call MSTC and will feel confident in the answers we provide.

Compliance
We believe in doing business honestly, ethically, and always compliant with industry standards. Our compliance department is devoted to staying ahead of the regulatory issues that arise quite frequently in the ever-changing securities industry.

Our compliance department also is dedicated to giving our financial institutions and representatives quick response time for any questions or concerns they might have. we strive for a compliance friendly environment where our compliance department is viewed as an asset not something to fear.

Insurance
We partnered with The National Benefit Corp (TNBC) who provides us with outstanding insurance support such as timely quotes, case assistance, and help finding the best insurance product to meet our clients’ needs. TNBC’s mission is “to deliver creative insurance solutions with the ultimate result of a highly satisfied client."

Please visit their website at www.tnbc.com. 

Clearing
We partner with National Financial Services (NFS) to perform our clearing services. NFS is owned by Fidelity Investments, the largest mutual fund company in the U.S., and one of the world’s largest financial services providers.

NFS clears more than 264,000 trades per day and custodies more than $850 billion in assets for more than 12.5 million accounts.

 


Securities, Insurance, and Investment Advisory Services are offered through Midwestern Securities Trading Company, LLC. Member FINRA/SIPC

MSTC offers Securities in the following states:
AZ, CA, CO, CT, DC, FL, IL, IN, IA, MI, MN, MO, NE, NY, NC, OH, PA, SD, TX, UT, VA, WI

MSTC offers Investment Advisory Services in the following states: IL, MI, MO, NY, TX (notice filing)
Business Continuity Plan

235 Everett St. | P.O. Box 2528 | East Peoria, IL 61611
Phone: 800-732-8601 | Fax: 309-699-7498