We have a highly educated back office support staff who are dedicated to
providing our financial institutions and representatives the outstanding
service they deserve. You know who you’re talking to when you call MSTC
and will feel confident in the answers we provide.
We believe in doing business honestly, ethically, and always compliant
with industry standards. Our compliance department is devoted to staying
ahead of the regulatory issues that arise quite frequently in the
ever-changing securities industry.
Our compliance department also is dedicated to giving our financial
institutions and representatives quick response time for any questions
or concerns they might have. we strive for a compliance friendly
environment where our compliance department is viewed as an asset not
something to fear.
We partnered with The National Benefit Corp (TNBC) who provides us with
outstanding insurance support such as timely quotes, case assistance,
and help finding the best insurance product to meet our clients’ needs.
TNBC’s mission is “to deliver creative insurance solutions with the
ultimate result of a highly satisfied client."
Please visit their website at www.tnbc.com.
We partner with National Financial Services (NFS) to perform our
clearing services. NFS is owned by Fidelity Investments, the largest
mutual fund company in the U.S., and one of the world’s largest
financial services providers.
NFS clears more than 264,000 trades per day and custodies more than $850
billion in assets for more than 12.5 million accounts.
|Securities, Insurance, and Investment Advisory Services are offered through Midwestern Securities Trading Company, LLC. Member FINRA/SIPC
MSTC offers Securities in the following states:
AZ, CA, CO, CT, DC, FL, IL, IN, IA, MI, MN, MO, NE, NY, NC, OH, PA, SD, TX, UT, VA, WI
MSTC offers Investment Advisory Services in the following states:
IL, MI, MO, NY, TX (notice filing)
Business Continuity Plan
|235 Everett St. | P.O. Box 2528 | East Peoria, IL 61611
Phone: 800-732-8601 | Fax: 309-699-7498