Our Company

Midwestern Securities Trading Company, LLC (MSTC) is a securities broker-dealer and Registered Investment Advisor. Our company was founded in 1999 by financial advisors who were dissatisfied with the status quo. Our goals were and continue to be five-fold:

1. Service to our financial institutions and advisors,
2. Integrity in operations and actions,
3. Accountability to the industry, our financial representatives and their clients,
4. Flexibility to accommodate our financial institutions and advisors, and
5. Compliance with regulations.

After our formation, MSTC quickly found a perfect fit – banks and credit unions. These institutions shared our core values and we fulfilled their most pressing need – to grow their non-interest income through investment services. After identifying this need, we developed a turn-key system to help these institutions implement a successful investment services division.

Officers

Michael Graham, CFP®, President
John Graham, CLU®, Treasurer
Nathan White, AIF®, Chief Financial Officer
Michael Manley, Financial Institutions Investment Services Development Officer
Matthew Kuntz, MBA, Chief Compliance Officer
Cassie Taraboletti, CFP®, Chief Operations Officer

Associates

Natalie Hughes, Communications Director
Dean Turner, Associate
Jennifer Lester, Operations Associate 
Jeff Bashor, Independent Business Development Director, Midwest 
Damien Rhodes, Independent Business Development Director, Northeast
Sandra C. McAvoy, Independent Business Development Director, Midwest.